Christopher M. Chiddix
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Monroe Chiddix, who also goes by Chris Chiddix, was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 2008. Christopher had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2013 - October 8, 2014
TD AMERITRADE, INC.
April 22, 2013 - October 8, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 5, 2013 - October 8, 2014
TD AMERITRADE, INC.
January 20, 2010 - March 21, 2013
PRUCO SECURITIES, LLC.
December 15, 2009 - March 21, 2013
PRUCO SECURITIES, LLC.
April 24, 2009 - May 13, 2009
GV FINANCIAL ADVISORS, INC.
April 24, 2009 - May 13, 2009
JOYN ADVISORS, INC.
June 25, 2008 - April 30, 2009
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
