Brian Douglas Gawthrop
CFP®Professional Summary
Brian Douglas Gawthrop, CFP® is a registered financial advisor currently at FIVE CEDARS located in Kirkland, Washington. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 9 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Tax Planning
- Social Security & Medicare Planning
- Risk Management & Insurance
Specializations
Biography
Clients looking thoughtful and actionable advice, tempered with 20 years of experience, often find Brian's approach refreshing. Having an experienced 3rd party fiduciary who is not emotionally attached to your money can have its advantages, especially in times of change. Brian's strives to lead clients through their financial journey, not just provide a roadmap and wishing you "luck." Candor, Commitment, Consistency, Contentment, and Courage are all attributes clients will experience when working with Brian.
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
5CEDARS | FIVE CEDARS FINANCIAL, LLC | FIVE CEDARS
Contact Information
Main Address
608 State St Suite 100 L, Kirkland, WA 98033Phone Number
(425) 321-1234# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
54AUM (Assets Under Management)
$22,934,610Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/8/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Douglas Gawthrop's CRS (Customer Relationship Summary).
Services Offered by Brian
- Retirement Planning
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Tax Planning
- Social Security & Medicare Planning
- Risk Management & Insurance
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