Warren P. Chatmon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Warren Peter Chatmon, who also goes by Warren Pete Chatmon, was a registered financial professional .
Warren is a previously registered financial professional and started their career in finance in 1973. Warren had worked at 4 firms and has passed the Series 63, Series 7, Series 1, Series 24, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 1992 - September 15, 1994
CHATMON CAPITAL GROUP, INC.
April 25, 1990 - August 12, 1991
GOLDEN HARRIS CAPITAL GROUP, INC.
August 30, 1978 - February 11, 1980
DANIELS & BELL, INC.
March 12, 1973 - January 30, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/7/1973
Registered Representative ExaminationSeries 40
Date: 8/24/1978
Registered Principal ExaminationCurrent Firm
CHATMON CAPITAL GROUP, INC.
CRD#: 29552 / SEC#: , 8-44264
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
