David A. Etzbach
Professional summary
David Allan Etzbach, who also goes by David A Etzbach, is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Allan Etzbach's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2019 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019August 27, 2013 - October 17, 2018
FORESIDE FUND SERVICES, LLC
January 6, 2009 - June 2, 2010
PYRAMIS DISTRIBUTORS CORPORATION LLC
September 16, 2008 - January 30, 2009
FIDELITY DISTRIBUTORS COMPANY LLC
October 4, 2007 - July 25, 2008
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
December 1, 2005 - September 24, 2007
FRANKLIN DISTRIBUTORS, LLC
April 2, 2002 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2019)
(1/30/2019)
Exams
FINRA
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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