Kerry N. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry Norman Williamson, who also goes by Kerry Norman Williamson Mr, was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 2002. Kerry had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - February 5, 2018
BB&T SECURITIES, LLC
January 2, 2018 - February 5, 2018
BB&T SECURITIES, LLC
August 4, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
August 4, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
February 18, 2015 - July 31, 2015
KESTRA INVESTMENT SERVICES, LLC
February 18, 2015 - July 31, 2015
KESTRA INVESTMENT SERVICES, LLC
October 15, 2010 - March 2, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
October 15, 2010 - March 2, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2008 - October 18, 2010
INTL ADVISORY CONSULTANTS INC.
November 4, 2008 - October 18, 2010
STONEX SECURITIES INC.
September 21, 2005 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
April 23, 2005 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 27, 2002 - April 23, 2005
SOUTHTRUST SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
