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Brandon Mark Bickler

CRD# 4514263·Registered 2002 - 2020
Previously Registered: Being a previously registered professional could mean that Brandon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brandon Mark Bickler, who also goes by Brandon M Bickler, was a registered financial advisor. Brandon was a previously registered financial professional and started their career in finance 2002 - 2020. Brandon had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brandon M Bickler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

AEON CAPITAL INC·CRD# 164004
BD
Scottsdale, AZ
March 22, 2018 - January 8, 2020
ACCELERATED CAPITAL GROUP·CRD# 41270
BD
Scottsdale, AZ
October 21, 2013 - December 26, 2017
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Phoenix, AZ
May 7, 2004 - September 19, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
April 24, 2002 - June 6, 2002

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Current Firm

AC
AEON CAPITAL INC

AEON CAPITAL INC | STROM FINANCIAL PARTNERS, INC. | STRATOS CAPITAL INC. | RCP CAPITAL MARKETS, INC | RCP CAPITAL MARKETS | AEON CAPITAL INC.

CRD#: 164004 / SEC#: 8-69080
BD
Terminated by SEC on 05/14/2023

Contact Information

Established

Wisconsin since 03/22/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AEON CAPITAL MARKETS, LLCOWNER—
MALLIOS, DEMETRIOSOWNER - CCO3169758

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2002About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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