Lucas P. Stauffer Evans

CASCADE WEALTH ADVISORS,

Wenatchee, WA 98801

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CRD#: 4514076

Professional summary

Lucas Paul Stauffer Evans, who also goes by Lucas Paul Evans, Lucas P Evans, is a registered financial advisor currently at CASCADE WEALTH ADVISORS, INC located in Wenatchee, Washington.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Lucas has worked at 2 firms and has passed the Series 65, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucas Paul Evans | Lucas P Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lucas Paul Stauffer Evans is a Manager of residential real estate rental properties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Paul Stauffer Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2025 - Present

CASCADE WEALTH ADVISORS, INC

Office #1: 135 S Worthen St Suite 300, Wenatchee, WA 98801

RIA

CRD#: 158470

Wenatchee, WA

Past

March 18, 2002 - April 30, 2003

LION'S GROUP TRADING LLC

CRD#: 113642

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASCADE WEALTH ADVISORS, INC

CRD#: 158470 / SEC#: 801-122620

RIA

Registered Investment Advisory firm - (11/4/2021 Approved)

Washington

Registered Investment Advisory firm - (3/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 55

Date: 8/27/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/21/2000

General Securities Representative Examination

Current Firm

CASCADE WEALTH ADVISORS, INC

CRD#: 158470 / SEC#: 801-122620

RIA

Registered Investment Advisory firm - (11/4/2021 Approved)

Washington

Registered Investment Advisory firm - (3/30/2022 Terminated)

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Contact information

Main Address

135 S Worthen St Suite 300, Wenatchee, WA 98801

Mailing Address

Po Box 3281, Wenatchee, WA 98807

Phone number

(509) 886-8866

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 CASCADE WEALTH ADVISORS ADV2A (1/31/2025)

Regulatory assets under management

Total Number of Accounts	269
AUM (Assets Under Management)	$ 162,466,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lucas P. Stauffer Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Paul Stauffer Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASCADE WEALTH ADVISORS, INC

LION'S GROUP TRADING LLC

Primary Firm SEC Registration

CASCADE WEALTH ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2025

Series 55

Date: 8/27/2001

Series 7

Date: 11/21/2000

Current Firm

CASCADE WEALTH ADVISORS, INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASCADE WEALTH ADVISORS, INC

TRUST BUT VERIFY

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