Maroof Miyana
Professional summary
Maroof Miyana was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Maroof is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Maroof had worked at 4 firms, which includes LEGEND SECURITIES INC., IAA FINANCIAL LLC, GUNNALLEN FINANCIAL INC, CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2014 - May 9, 2016
LEGEND SECURITIES, INC.
September 18, 2009 - January 13, 2015
IAA FINANCIAL LLC
January 7, 2004 - October 2, 2009
GUNNALLEN FINANCIAL, INC
June 12, 2002 - January 16, 2004
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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