Timothy M. Shaw

GINERIS WEALTH MANAGEMENT

DYER, IN 46311

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CRD#: 4513902

Professional summary

Timothy Michael Shaw, who also goes by Timothy M Shaw, is a registered financial advisor currently at GINERIS WEALTH MANAGEMENT located in Dyer, Indiana and OSAIC WEALTH, INC. located in Dyer, Indiana.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy M Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Shaw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2018 - Present

GINERIS WEALTH MANAGEMENT

Office #1: 2005 Hart Street, Dyer, IN 46311Office #2: 1701 Quincy Ave. #28, Naperville, IL 60502

RIA

CRD#: 295095

DYER, IN

Current

January 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2005 Hart Street, Dyer, IN 46311

RIA

CRD#: 23131

Dyer, IN

Past

December 1, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DYER, IN

Past

January 1, 2008 - December 2, 2022

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

DYER, IN 46311, IN

Past

December 6, 2002 - December 2, 2022

WORLD EQUITY GROUP, INC.

CRD#: 29087

DYER, IN 46311, IN

Past

October 6, 2002 - November 15, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/28/2024)

California
(1/23/2024)

IAR

Florida
(2/4/2020)

Florida
(3/20/2024)

IAR

Illinois
(5/11/2018)

Illinois
(3/19/2024)

IAR

Indiana
(5/14/2018)

Indiana
(1/23/2024)

Iowa
(5/17/2024)

Maryland
(4/12/2024)

Michigan
(2/27/2024)

Minnesota
(3/25/2024)

New Jersey
(4/9/2024)

New York
(1/23/2024)

North Carolina
(3/26/2024)

South Carolina
(1/23/2024)

Tennessee
(3/7/2024)

IAR

Texas
(4/30/2018)

Texas
(2/27/2024)

Wisconsin
(1/23/2024)

IAR

Wisconsin
(11/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/3/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GINERIS WEALTH MANAGEMENT

GINERIS WEALTH MANAGEMENT | GINERIS WEALTH MANAGEMENT, LLC | GINERIS WEALTH MANAGEMENT LLC

CRD#: 295095 / SEC#:

Florida

Registered Investment Advisory firm - (2/4/2020 Approved)

Illinois

Registered Investment Advisory firm - (5/11/2018 Approved)

Indiana

Registered Investment Advisory firm - (5/14/2018 Approved)

Iowa

Registered Investment Advisory firm - (3/4/2024 Approved)

Texas

Registered Investment Advisory firm - (4/30/2018 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (11/11/2024 Approved)

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Contact information

Main Address

2005 Hart Street, Dyer, IN 46311

Mailing Address

Phone number

(219) 359-4205

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 72,464,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy M. Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2007

Series 63

Date: 6/24/2002

SIE

Date: 10/1/2018

Series 6

Date: 10/3/2002

FINRA

Current Firm

GINERIS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GINERIS WEALTH MANAGEMENT

TRUST BUT VERIFY

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