Timothy Michael Shaw
Professional Summary
Timothy Michael Shaw, who also goes by Timothy M Shaw, is a registered financial advisor currently at GINERIS WEALTH MANAGEMENT located in Dyer, Indiana and OSAIC WEALTH, INC. located in Dyer, Indiana. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Timothy M Shaw
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
GINERIS WEALTH MANAGEMENT | GINERIS WEALTH MANAGEMENT, LLC | GINERIS WEALTH MANAGEMENT LLC
Contact Information
Main Address
2005 Hart Street, Dyer, IN 46311Phone Number
(219) 359-4205# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
312AUM (Assets Under Management)
$89,187,322Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/28/2024)
(1/23/2024)
(2/4/2020)
(3/20/2024)
(5/28/2026)
(5/11/2018)
(3/19/2024)
(5/14/2018)
(1/23/2024)
(5/17/2024)
(4/12/2024)
(2/27/2024)
(3/25/2024)
(4/9/2024)
(1/23/2024)
(3/26/2024)
(1/23/2024)
(3/7/2024)
(4/30/2018)
(2/27/2024)
(1/23/2024)
(11/12/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2002About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Michael Shaw's CRS (Customer Relationship Summary).
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