TS
Timothy M. Shaw
GINERIS WEALTH MANAGEMENT
DYER, IN 46311
Some features on this profile are disabled
CRD#: 4513902
TS
Professional summary
Timothy Michael Shaw, who also goes by Timothy M Shaw, is a registered financial advisor currently at GINERIS WEALTH MANAGEMENT located in Dyer, Indiana and OSAIC WEALTH, INC. located in Dyer, Indiana.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy M Shaw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Gineris & Associates, Not Investment Related, Start 7-1-2019, 1 hr/mo, and 0 hrs during trading, 2005 Hart St., Dyer, IN 46311, Nature: Accounting Firm, Position: Silent Partner, Duties: Board Member, silent partner, 5% of the company, quarterly board meeting, approx 1 hr/qtr. 2. GINERIS AND ASSOCIATES POSITION: Silent Partner NATURE: Accounting Firm Structured as an Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2019 ADDRESS: 2005 Hart St, Dyer IN 46311, United States DESCRIPTION: I am only a shareholder so I do no work for the company. However, we do have a respricole referral working relationship. 3. GINERIS WEALTH MANAGEMENT LLC POSITION: Managing Partner NATURE: Registered Investment Advisory firm.The structure is an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 02/26/2018 ADDRESS: 2005 Hart St, Dyer IN 46311, United States DESCRIPTION: I am the managing partner, so I ultimately run the day-to-day operations.In addition, this is the primary approach we use for our Financial Planning firm. We are a full services planning firm that will develop clients as well as maintain and review these clients. We use the RIA in conjunction with our BD business. ? 4. GINERIS WEALTH MANAGEMENT LLC POSITION: Managing Partner NATURE: Sale of fixed life insurance and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2002 ADDRESS: 2005 Hart St, Dyer IN 46311, United States DESCRIPTION: Sale of fixed life and annuities in conjunction with financial planning through our RIA and broker dealer.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Michael Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2018 - Present
GINERIS WEALTH MANAGEMENT
Office #1: 2005 Hart Street, Dyer, IN 46311Office #2: 1701 Quincy Ave. #28, Naperville, IL 60502RIA
CRD#: 295095
DYER, IN
Current
January 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2005 Hart Street, Dyer, IN 46311RIA
BD
CRD#: 23131
Dyer, IN
Past
December 1, 2022 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
DYER, IN
Past
January 1, 2008 - December 2, 2022
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
DYER, IN 46311, IN
Past
December 6, 2002 - December 2, 2022
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
DYER, IN 46311, IN
Past
October 6, 2002 - November 15, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/28/2024)
RR
California(1/23/2024)
IAR
Florida(2/4/2020)
RR
Florida(3/20/2024)
IAR
Illinois(5/11/2018)
RR
Illinois(3/19/2024)
IAR
Indiana(5/14/2018)
RR
Indiana(1/23/2024)
RR
Iowa(5/17/2024)
RR
Maryland(4/12/2024)
RR
Michigan(2/27/2024)
RR
Minnesota(3/25/2024)
RR
New Jersey(4/9/2024)
RR
New York(1/23/2024)
RR
North Carolina(3/26/2024)
RR
South Carolina(1/23/2024)
RR
Tennessee(3/7/2024)
IAR
Texas(4/30/2018)
RR
Texas(2/27/2024)
RR
Wisconsin(1/23/2024)
IAR
Wisconsin(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GINERIS WEALTH MANAGEMENT
GINERIS WEALTH MANAGEMENT | GINERIS WEALTH MANAGEMENT, LLC | GINERIS WEALTH MANAGEMENT LLC
CRD#: 295095 / SEC#:
Florida
Registered Investment Advisory firm - (2/4/2020 Approved)Illinois
Registered Investment Advisory firm - (5/11/2018 Approved)Indiana
Registered Investment Advisory firm - (5/14/2018 Approved)Iowa
Registered Investment Advisory firm - (3/4/2024 Approved)Texas
Registered Investment Advisory firm - (4/30/2018 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (11/11/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2005 Hart Street, Dyer, IN 46311
Mailing Address
Phone number
(219) 359-4205
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 72,464,447 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GINERIS WEALTH MANAGEMENT
CRD#: 295095Dyer, IN 46311TRUST BUT VERIFY
Monitor Timothy Shaw
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
