MA
Matthew D. Aurenz
HILLTOP WEALTH & TAX SOLUTIONS
MISHAWAKA, IN 46545
Some features on this profile are disabled
CRD#: 4513827
MA
Professional summary
Matthew David Aurenz, ChFC® is a registered financial advisor currently at HILLTOP WEALTH & TAX SOLUTIONS located in Mishawaka, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED INSURANCE PROVIDER LIFE AND HEALTH NOT INVESTMENT RELATED. APPROX. 2 HOURS PER WEEK BETHEL VALPARAISO CHURCH/RELIGIOUS ORGANIZATION BOARD MEMEBER/TREASURER DUTIES:BOARD MEMBER FOR CHURCH OPERATIONS. TREASURER WHO WILL WORK WITH THE CHRUCH'S CPA AND BOOKKEEPER 10 HOURS PER MONTH NOT INVESTMENT RELATED HILLTOP KIDS BOARD MEMBER PROVIDE EDUCATION, GOODS, SERVICES TO UNDERPRIVILEDGE CHILDREN AND FAMILYS IN THE COMMUNITY SINCE 01/01/2022 NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Aurenz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 31, 2018 - Present
HILLTOP WEALTH & TAX SOLUTIONS
Office #1: 4100 Edison Lakes Parkway Suite 225, Mishawaka, IN 46545RIA
CRD#: 290981
MISHAWAKA, IN
Past
May 6, 2002 - January 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MISHAWAKA, IN
Past
April 24, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 24, 2002 - January 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MISHAWAKA, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HILLTOP WEALTH & TAX SOLUTIONS
DRURY WEALTH MANAGEMENT, LLC | HILTOP PARTNERS, LLC | HILLTOP WEALTH SOLUTIONS | HILLTOP WEALTH & TAX SOLUTIONS | HILLTOP TAX AND WEALTH | HILLTOP PARTNERS LLC
CRD#: 290981 / SEC#: 801-115255
RIA
Registered Investment Advisory firm - (5/10/2019 Approved)Illinois
Registered Investment Advisory firm - (5/13/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/13/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/13/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/31/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HILLTOP WEALTH & TAX SOLUTIONS
DRURY WEALTH MANAGEMENT, LLC | HILTOP PARTNERS, LLC | HILLTOP WEALTH SOLUTIONS | HILLTOP WEALTH & TAX SOLUTIONS | HILLTOP TAX AND WEALTH | HILLTOP PARTNERS LLC
CRD#: 290981 / SEC#: 801-115255
RIA
Registered Investment Advisory firm - (5/10/2019 Approved)Illinois
Registered Investment Advisory firm - (5/13/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/13/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/13/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4100 Edison Lakes Parkway Suite 225, Mishawaka, IN 46545
Mailing Address
Phone number
(574) 889-7526
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,546 |
| AUM (Assets Under Management) | $ 490,814,525 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HILLTOP WEALTH & TAX SOLUTIONS
CRD#: 290981Mishawaka, IN 46545TRUST BUT VERIFY
Monitor Matthew Aurenz
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
