Michael H. Morris
Professional summary
Michael H. Morris, who also goes by Michael Morris, is a registered financial advisor currently at NAPLES GLOBAL ADVISORS located in Naples, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael H. Morris's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2015 - Present
NAPLES GLOBAL ADVISORS
Office #1: 720 5th Avenue South Ste. 200, Naples, FL 34102Primary Firm SEC Registration
NAPLES GLOBAL ADVISORS
CRD#: 158544 / SEC#: 801-72600
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/19/2015)
Current Firm
NAPLES GLOBAL ADVISORS
CRD#: 158544 / SEC#: 801-72600
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,688 |
| AUM (Assets Under Management) | $ 1,654,697,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 01/27/2025 | ||
| 03/25/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
