Brian M. Conroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian M Conroy was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2003. Brian had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2018 - June 5, 2019
AMERICAN LEDGER ATS LLC
March 14, 2016 - January 31, 2017
AX TRADING, LLC
March 4, 2015 - December 17, 2015
MINT BROKERS
March 2, 2015 - March 4, 2015
BGC FINANCIAL, L.P.
May 8, 2013 - March 2, 2015
GFI SECURITIES LLC
October 29, 2012 - May 17, 2013
PPG WEST LLC
August 11, 2008 - May 17, 2013
PHOENIX DERIVATIVES GROUP, LLC
March 2, 2006 - June 5, 2008
LEHMAN BROTHERS INC.
September 1, 2003 - February 16, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN LEDGER ATS LLC
CRD#: 283362 / SEC#: , 8-69749
Contact information
Documents
Red Flags
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