Gregory J. Bavedas

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

Shelton, CT 06484

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CRD#: 4513282

Professional summary

Gregory John Bavedas, who also goes by Gregory Bavedas, is a registered financial advisor currently at CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT located in Shelton, Connecticut.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Gregory has worked at 8 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Bavedas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FARIFIELD BROTHERS LLC, INV RELATED, FAIRFIELD, CT, 50% OWNERSHIP, START DATE: 06/07/2012, 5 HRS/MONTH, 5 HRS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Bavedas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2020 - Present

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

Office #1: 2 Trap Falls Road Suite 504, Shelton, CT 06484

RIA

CRD#: 310378

Shelton, CT

Past

September 19, 2018 - October 21, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WESTPORT, CT

Past

September 19, 2018 - October 21, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WESTPORT, CT

Past

July 31, 2018 - August 30, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Prospect, CT

Past

August 15, 2017 - August 30, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PROSPECT, CT

Past

March 3, 2010 - September 13, 2010

MORGAN STANLEY

RIA

CRD#: 149777

WESTPORT, CT

Past

March 3, 2010 - September 13, 2010

MORGAN STANLEY

CRD#: 149777

WESTPORT, CT

Past

February 21, 2006 - April 10, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WESTPORT, CT

Past

February 21, 2006 - April 10, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WESTPORT, CT

Past

February 7, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

WESTPORT, CT

Past

February 7, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

January 10, 2003 - February 7, 2005

CONSTITUTION CAPITAL CORP.

RIA

CRD#: 36485

WESTPORT, CT

Past

April 17, 2002 - March 22, 2005

CONSTITUTION CAPITAL CORP.

CRD#: 36485

WESTPORT, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

CONSTITUTION CAPITAL LLC | CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

CRD#: 310378 / SEC#: 801-119493

RIA

Registered Investment Advisory firm - (9/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/5/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/17/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/19/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2017

General Securities Representative Examination

Current Firm

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

CONSTITUTION CAPITAL LLC | CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

CRD#: 310378 / SEC#: 801-119493

RIA

Registered Investment Advisory firm - (9/18/2020 Approved)

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Contact information

Main Address

2 Trap Falls Road Suite 504, Shelton, CT 06484

Mailing Address

Phone number

(475) 269-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAPM DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (2/4/2025)

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 224,853,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory J. Bavedas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Bavedas's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

CONSTITUTION CAPITAL CORP.

CONSTITUTION CAPITAL CORP.

Primary Firm SEC Registration

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2018

Series 63

Date: 10/5/2018

Series 65

Date: 8/17/2002

Series 7TO

Date: 3/19/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2017

Current Firm

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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