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Darren T. Ewing

EWING WEALTH MANAGEMENT
CLAYTON, NC
·CRD# 4513216·24 years registered

Professional Summary

Darren T. Ewing is a registered financial advisor currently at EWING WEALTH MANAGEMENT located in Clayton, North Carolina. Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Darren has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years registered in the securities industry

Current & Past Employments

Current

EWING WEALTH MANAGEMENTCurrent·CRD# 281903
RIA
Clayton, NC
January 4, 2016 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
RIA
Falls Church, VA
December 3, 2004 - December 22, 2015
LPL FINANCIAL LLCPast·CRD# 6413
BD
Falls Church, VA
December 3, 2004 - December 22, 2015
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
September 19, 2002 - December 7, 2004
MORGAN STANLEY DW INC.Past·CRD# 7556
RIA
Reston, VA
September 3, 2002 - December 7, 2004

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Current Firm

EW
EWING WEALTH MANAGEMENT

EWING WEALTH MANAGEMENT | EWING, DARREN TOBY

CRD#: 281903
North Carolina
Registered Investment Advisory firm - North Carolina (3/28/2022 Approved)
Virginia
Registered Investment Advisory firm - Virginia (11/25/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Clayton, NC

Phone Number

(703) 790-1873

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

15

AUM (Assets Under Management)

$5,637,045

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
North Carolina
(7/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2005About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Darren T. Ewing's CRS (Customer Relationship Summary).

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