Victoria E. Zoellner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria E. Zoellner, who also goes by VIctoria Mcgowan Eckert, Victoria Eckert Uehling, Victoria Eckert Zoellner, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1970. Victoria had worked at 6 firms and has passed the Series 1, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2002 - April 29, 2011
ALPINE PARTNERS, L.P.
November 12, 2001 - February 10, 2002
ALPINE PARTNERS, L.P.
October 29, 2000 - January 23, 2001
ALPINE PARTNERS, L.P.
February 1, 2000 - April 27, 2000
ALPINE PARTNERS, L.P.
May 22, 1997 - January 27, 2000
ALPINE PARTNERS, L.P.
February 24, 1978 - February 15, 1991
MORGAN STANLEY DW INC.
June 29, 1976 - April 29, 2011
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
November 16, 1971 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
March 26, 1970 - December 29, 1971
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/20/1970
Registered Representative ExaminationF04
Date: 3/22/1976
Financial Principal ExaminationSeries 40
Date: 1/26/1976
Registered Principal ExaminationCurrent Firm
ALPINE PARTNERS, L.P.
CRD#: 43424 / SEC#: , 8-50269
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PENSION HOSPITALIZATION AND BENEFIT PLAN OF THE ELECTRICAL INDUSTRY | LIMITED PARTNER | |
| VOELL FAMILY LLC | LIMITED PARTNER | |
| ALPINE ASSOCIATES MANAGEMENT INC. | GENERAL PARTNER | 138901 |
| ECKERT, VICTORIA MCGOWAN | CHIEF EXECUTIVE OFFICER | 451321 |
| MASON, TODD J. | CHIEF COMPLIANCE OFFICER | 4125471 |
| POST, GERALD JAY | CHIEF FINANCIAL OFFICER | 3096126 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
