Kenneth L. Evason

WINDERMERE WEALTH ADVISORS

Elm Grove, WI 53122

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CRD#: 4513002

Professional summary

Kenneth Lyle Evason is a registered financial advisor currently at WINDERMERE WEALTH ADVISORS, LLC located in Elm Grove, Wisconsin.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kenneth has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KEN EVASON IS THE MANAGING MEMBER OF EVASON INVESTMENT, LLC, LOCATED AT 15815 MARK DRIVE, BROOKFIELD, WI 53005. THIS IS A LLC FORMED IN 2000 FOR THE PURPOSE OF HOLDING FAMILY INVESTMENTS. ALL OF THE MEMBERS ARE MEMBERS OF HIS IMMEDIATE FAMILY. HE SPENDS 3 TO 5 HOURS PER MONTH ON THIS BUSINESS, MOSTLY AFTER TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lyle Evason's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2010 - Present

WINDERMERE WEALTH ADVISORS, LLC

Office #1: 13435 Watertown Plank Road Suite 6, Elm Grove, WI 53122

RIA

CRD#: 153114

Elm Grove, WI

Past

July 20, 2001 - January 15, 2010

JACOBUS WEALTH MANAGEMENT INC

RIA

CRD#: 106777

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/15/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WINDERMERE WEALTH ADVISORS, LLC

CRD#: 153114 / SEC#: 801-71158

RIA

Registered Investment Advisory firm - (6/14/2012 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/1/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

13435 Watertown Plank Road Suite 6, Elm Grove, WI 53122

Mailing Address

Phone number

(414) 759-7824

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 80,855,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth L. Evason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lyle Evason's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDERMERE WEALTH ADVISORS, LLC

JACOBUS WEALTH MANAGEMENT INC

State Registrations and Notice Filings

Exams

Current Firm

WINDERMERE WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINDERMERE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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