William E. Chatfield

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CRD#: 45130

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Eugene Chatfield, who also goes by Bill Chatfield, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1970. William had worked at 5 firms and has passed the Series 65, Series 63, Series 1, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Chatfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 21, 1991 - July 2, 2013

SPC FINANCIAL INC

RIA

CRD#: 104618

ROCKVILLE, MD

Past

December 31, 1979 - December 2, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ROCKVILLE, MD

Past

April 19, 1972 - February 1, 1980

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 8, 1971 - May 19, 1972

ALL AMERICAN MANAGEMENT CORPORATION

CRD#: 21

Past

April 21, 1970 - August 12, 1971

MAYFLOWER SECURITIES CO., INC.

CRD#: 562

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPC FINANCIAL INC

CRD#: 104618 / SEC#: 801-14191

RIA

Registered Investment Advisory firm - (11/30/1978 Approved)

Maryland

Registered Investment Advisory firm - (12/12/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 4/15/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/2/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/1982

General Securities Principal Examination

Current Firm

SPC FINANCIAL INC

CRD#: 104618 / SEC#: 801-14191

RIA

Registered Investment Advisory firm - (11/30/1978 Approved)

Maryland

Registered Investment Advisory firm - (12/12/2017 Terminated)

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Contact information

Main Address

3202 Tower Oaks Blvd Suite 400, Rockville, MD 20852-4219

Mailing Address

Phone number

(301) 770-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPC PART 2A, FORM ADV FIRM BROHURE - MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,180
AUM (Assets Under Management)	$ 1,392,088,059

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
03/25/2025	Cover Page	Report
10/01/2024	Cover Page	Report
07/30/2024	Cover Page	Report
04/10/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. Chatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

ALL AMERICAN MANAGEMENT CORPORATION

MAYFLOWER SECURITIES CO., INC.

Primary Firm SEC Registration

SPC FINANCIAL INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/1994

Series 63

Date: 12/28/1982

Series 1

Date: 4/15/1970

Series 4

Date: 4/2/1987

Series 24

Date: 5/19/1982

Current Firm

SPC FINANCIAL INC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SPC FINANCIAL INC

TRUST BUT VERIFY

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