Theodore Garrity
Professional summary
Theodore Garrity was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Theodore is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Theodore had worked at 5 firms, which includes FELTL & COMPANY, MORGAN STANLEY & CO. LLC, MORGAN STANLEY DW INC., CITIGROUP GLOBAL MARKETS INC., WELLS FARGO INVESTMENTS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2009 - October 6, 2014
FELTL & COMPANY
April 2, 2007 - April 30, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - April 30, 2009
MORGAN STANLEY & CO. LLC
January 8, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
September 11, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
October 20, 2005 - October 25, 2005
CITIGROUP GLOBAL MARKETS INC.
June 5, 2002 - September 30, 2005
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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