Ryan E. Pautsch

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CRD#: 4512981

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Eric Pautsch was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2002. Ryan had worked at 3 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 23, 2008 - February 12, 2013

FSB PREMIER WEALTH MANAGEMENT, INC.

CRD#: 15898

WATERLOO, IA

Past

June 27, 2005 - June 22, 2006

PRINCIPAL SECURITIES, INC.

CRD#: 1137

CEDAR FALLS, IA

Past

March 27, 2002 - August 26, 2004

AMCORE INVESTMENT SERVICES, INC

CRD#: 27708

ROCKFORD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSB PREMIER WEALTH MANAGEMENT, INC.

CRD#: 15898 / SEC#: 801-111084, 8-44865

RIA

Registered Investment Advisory firm - SEC (9/1/2017 Approved)

Iowa

Registered Investment Advisory firm - SEC (2/9/2018 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (2/9/2018 Terminated)

Ohio

Registered Investment Advisory firm - SEC (11/17/2011 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (1/27/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/29/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/26/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 8/6/2012

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/8/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/27/2009

General Securities Principal Examination

Current Firm

FSB PREMIER WEALTH MANAGEMENT, INC.

CRD#: 15898 / SEC#: 801-111084, 8-44865

RIA

Registered Investment Advisory firm - SEC (9/1/2017 Approved)

Iowa

Registered Investment Advisory firm - SEC (2/9/2018 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (2/9/2018 Terminated)

Ohio

Registered Investment Advisory firm - SEC (11/17/2011 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (1/27/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

131 Tower Park Drive Suite 115, Waterloo, IA 50701

Mailing Address

131 Tower Park Drive Suite 115, Waterloo, IA 50701

Phone number

(319) 235-6561

Established

Nebraska since 05/08/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (13 States and Territories)

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FSB PREMIER WEALTH MANAGEMENT BROCHURE (PART 2A OF FORM ADV) (3/18/2025)

Direct owners and executive officers

Name	Position	CRD#
FSB FINANCIAL SERVICES INC	HOLDING COMPANY, 100 % OWNER FSB PREMIER WEALTH MANAGEMENT, INC
DUROE, RODNEY LAWRENCE	CFO, FINOP, CHAIRMAN, DIRECTOR	5622217
HOSCH, JASON THOMAS	OUTSIDE DIRECTOR
MYRVIK, JACOB KANON	CCO	6833847
RISETTER, RYAN J	CEO/PRESIDENT, DIRECTOR	6205053

Regulatory assets under management

Total Number of Accounts	1,751
AUM (Assets Under Management)	$ 346,694,879

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan E. Pautsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

AMCORE INVESTMENT SERVICES, INC

Primary Firm SEC Registration

FSB PREMIER WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/2002

Series 7

Date: 3/26/2002

Series 27

Date: 8/6/2012

Series 4

Date: 12/8/2009

Series 24

Date: 7/27/2009

Current Firm

FSB PREMIER WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

FINRA licenses (5 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

FSB PREMIER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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