Scott D. Osullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Osullivan, who also goes by Scott D Osullivan, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2005. Scott had worked at 2 firms and has passed the Series 66 and Series 7 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2007 - December 31, 2015
CAPSTONE GROUP LLC
December 20, 2005 - February 19, 2013
CAPSTONE INVESTMENTS
State Registrations and Notice Filings
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Exams
Current Firm
CAPSTONE GROUP LLC
CRD#: 122911 / SEC#:
Contact information
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