Royce W. Medlin

TRUE NORTH ADVISORS

Dallas, TX 75219

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CRD#: 4512862

Professional summary

Royce Wesley Medlin is a registered financial advisor currently at TRUE NORTH ADVISORS, LLC located in Dallas, Texas.

Royce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Royce has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Wesley Medlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2024 - Present

TRUE NORTH ADVISORS, LLC

Office #1: 3131 Turtle Creek Suite 1300, Dallas, TX 75219

RIA

CRD#: 116048

Dallas, TX

Past

March 3, 2016 - September 17, 2024

CLEAR ROCK ADVISORS, LLC

RIA

CRD#: 282716

Dallas, TX

Past

January 24, 2011 - April 5, 2016

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119

NEW YORK, NY

Past

January 10, 2011 - April 5, 2016

LAZARD ASSET MANAGEMENT LLC

RIA

CRD#: 122836

NEW YORK, NY

Past

January 25, 2006 - January 3, 2011

SMITH GROUP ASSET MANAGEMENT

RIA

CRD#: 106301

DALLAS, TX

Past

May 3, 2004 - January 6, 2006

BELMONT ASSET MANAGEMENT, INC.

RIA

CRD#: 18484

DALLAS, TX

Past

April 17, 2002 - January 6, 2006

BELMONT ASSET MANAGEMENT, INC.

CRD#: 18484

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/14/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/21/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/2004

General Securities Principal Examination

Current Firm

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

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Contact information

Main Address

3131 Turtle Creek Suite 1300, Dallas, TX 75219

Mailing Address

Phone number

(214) 360-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUE NORTH ADVISORS, LLC DISCLOSURE BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts	4,317
AUM (Assets Under Management)	$ 4,478,245,158

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/28/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Royce W. Medlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Wesley Medlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEAR ROCK ADVISORS, LLC

LAZARD ASSET MANAGEMENT SECURITIES LLC

LAZARD ASSET MANAGEMENT LLC

SMITH GROUP ASSET MANAGEMENT

BELMONT ASSET MANAGEMENT, INC.

BELMONT ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

TRUE NORTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2011

SIE

Date: 4/5/2016

Series 31

Date: 9/14/2012

Series 7

Date: 1/21/2011

Series 24

Date: 12/16/2004

Current Firm

TRUE NORTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUE NORTH ADVISORS, LLC

TRUST BUT VERIFY

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