Douglas S. Mcduffie

BUCKHEAD CAPITAL MANAGEMENT

Atlanta, GA 30339-5995

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CRD#: 4512775

Professional summary

Douglas Scott Mcduffie, CFP®, CPWA® is a registered financial advisor currently at BUCKHEAD CAPITAL MANAGEMENT, LLC located in Atlanta, Georgia.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Douglas has worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Scott Mcduffie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

CPWA^®

Certified Private Wealth Advisor

Start date: 2011-08-19

Expire date: 2023-07-31

Experience

Current

May 28, 2024 - Present

BUCKHEAD CAPITAL MANAGEMENT, LLC

Office #1: 3100 Cumberland Boulevard Suite 1450, Atlanta, GA 30339-5995

RIA

CRD#: 110707

Atlanta, GA

Past

March 2, 2021 - June 4, 2024

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Past

February 17, 2021 - June 4, 2024

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

October 24, 2017 - March 2, 2021

BB&T SECURITIES, LLC

RIA

CRD#: 142785

RICHMOND, VA

Past

October 19, 2017 - February 17, 2021

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

September 3, 2013 - October 13, 2017

FWI WEALTH MANAGEMENT LLC

RIA

CRD#: 168903

Atlanta, GA

Past

August 18, 2011 - September 4, 2013

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

ATLANTA, GA

Past

August 18, 2011 - September 4, 2013

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ATLANTA, GA

Past

February 28, 2005 - August 4, 2011

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ATLANTA, GA

Past

February 22, 2005 - August 4, 2011

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ATLANTA, GA

Past

April 25, 2003 - January 7, 2005

GV FINANCIAL ADVISORS, INC.

RIA

CRD#: 112118

ATLANTA, GA

Past

April 24, 2003 - January 7, 2005

JOYN ADVISORS, INC.

RIA

CRD#: 106725

ATLANTA, GA

Past

December 13, 2002 - January 6, 2005

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

March 21, 2002 - November 15, 2002

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKHEAD CAPITAL MANAGEMENT, LLC

BCM PRIVATE WEALTH MANAGEMENT | BUCKHEAD CAPITAL MANAGEMENT, LLC

CRD#: 110707 / SEC#: 801-57810

RIA

Registered Investment Advisory firm - (8/9/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/25/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/30/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BUCKHEAD CAPITAL MANAGEMENT, LLC

BCM PRIVATE WEALTH MANAGEMENT | BUCKHEAD CAPITAL MANAGEMENT, LLC

CRD#: 110707 / SEC#: 801-57810

RIA

Registered Investment Advisory firm - (8/9/2000 Approved)

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Contact information

Main Address

3100 Cumberland Boulevard Suite 1450, Atlanta, GA 30339-5995

Mailing Address

Phone number

(404) 720-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BUCKHEAD CAPITAL FORM ADV PART 2A 3.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 5,171,178,018

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/08/2025	Cover Page	Report
08/14/2023	Cover Page	Report
10/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas S. Mcduffie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Scott Mcduffie's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

FWI WEALTH MANAGEMENT LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

GV FINANCIAL ADVISORS, INC.

JOYN ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

Primary Firm SEC Registration

BUCKHEAD CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/2017

Series 66

Date: 12/30/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2017

Series 6

Date: 3/19/2002

Current Firm

BUCKHEAD CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCKHEAD CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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