Alan C. Lowenfels
Professional summary
Alan Charles Lowenfels, who also goes by Charles Alan Lowenfels, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in White Plains, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2002. Alan has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Charles Lowenfels's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2002 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 599 West Hartsdale Avenue, White Plains, NY 10607State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2009)
(7/1/2010)
(12/9/2003)
(9/21/2004)
(6/18/2014)
(10/2/2023)
(6/25/2008)
(5/2/2002)
(5/17/2002)
(5/28/2019)
(12/22/2016)
(3/21/2025)
(7/3/2019)
(4/7/2008)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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