RR
Richard S. Ramsay
J. W. COLE ADVISORS
St. Paul, MN 55116
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CRD#: 4512644
RR
Professional summary
Richard Scott Ramsay is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in St. Paul, Minnesota and J.W. COLE FINANCIAL, INC. located in St. Paul, Minnesota.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1614, LLC - PARTNER INVOLVED WITH COMMERCIAL AND RESIDENTIAL RENTAL PROPERTY. 2) RAMSAY CAPITAL GROUP- OWNER OF FINANCIAL SERVICES DBA, INVESTMENT RELATED, SECURITY,ADVISORY AND FIXED INSURANCE SALES, OWNER, 150 HOURS PER MONTH DEVOTED, 150 HOURS PER MONTH DEVOTED DURING TRADING, SECURITIES,MANAGING ACCOUNTS, PROSPECTING 3) 1338 BAYARD, LLC - OWNER/LANDLORD. 4) RENTAL PROPERTY; 50503 218TH PLACE, MCGREGOR, MN 55760; RENTAL THROUGH VRBO; OWNER; START DATE: 8/26/2021; OWNER; 2 HOURS PER MONTH, 0 DURING TRADING HOURS 5)RAMSAY CAPITAL GROUP LLC, FIXED INSURANCE REP, NON-INVESTMENT RELATED, 1338 BAYARD AVE, SAINT PAUIL, MN 55116, FIXED INSURANCE SALES, OWNER, 5 HOURS PER MONTH DURING TRADING HOURS 6) Apres All Day; Not investment related; 1520 Edgcumbe Road, Saint Paul, MN 55116; Real Estate Rental; Owner, collect rent from management company, manage bookings, update properties; Start 10/20/2025; 2 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Scott Ramsay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2017 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1338 Bayard Avenue, St. Paul, MN 55116RIA
CRD#: 112294
St. Paul, MN
Current
December 14, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1338 Bayard Avenue, St. Paul, MN 55116BD
CRD#: 124583
St. Paul, MN
Past
March 14, 2006 - December 14, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
ST PAUL, MN
Past
March 14, 2006 - December 14, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
ST PAUL, MN
Past
July 18, 2003 - March 15, 2006
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 20, 2002 - November 12, 2002
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/14/2017)
RR
Colorado(12/14/2017)
RR
District of Columbia(1/2/2024)
RR
Florida(12/14/2017)
RR
Illinois(9/7/2022)
RR
Kentucky(8/6/2024)
RR
Minnesota(12/14/2017)
IAR
Minnesota(12/14/2017)
RR
Texas(12/14/2017)
IAR
Texas(10/27/2025)
RR
Wisconsin(12/14/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294St. Paul, MN 55116TRUST BUT VERIFY
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