Brendan Karl Easterday
Professional Summary
Brendan Karl Easterday, who also goes by Brendau Karl Easterday, is a registered financial advisor currently at CAP PARTNERS, LLC located in Franklin, Tennessee. Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brendan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brendau Karl Easterday
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
CAP PARTNERS, LLC
Contact Information
Main Address
109 International Drive Suite 210, Franklin, TN 37067Phone Number
(615) 807-2030# of Employees
12SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,406AUM (Assets Under Management)
$254,660,251Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAP PARTNERS, LLC
State Registrations and Notice Filings
(5/20/2013)
(5/13/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2002About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2002About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brendan Karl Easterday's CRS (Customer Relationship Summary).
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