MP
Matthew A. Peterson
STRATEGIC WEALTH GROUP
Plymouth, MN 55447
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CRD#: 4512473
MP
Professional summary
Matthew A. Peterson is a registered financial advisor currently at STRATEGIC WEALTH GROUP located in Plymouth, Minnesota and LPL FINANCIAL LLC located in Plymouth, Minnesota.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/3/2014: STONE CREEK FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2) 11/3/2014: American Financial Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Time Spent 2% - Fixed life. 3) 7/11/2016: Core Income - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Representative - Started 06/01/2016 - 15 Hours Per Month During Securities Trading - Fixed life, disability, and group benefits insurance. 4) 5/15/2017: Salt Financial Group - Investment Related - At Report Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2017 - 160 Hours Per Month/150 Hours During Securities Trading. 5) 5/15/2017: Salt Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2017 - 160 Hours Per Month/140 Hours During Securities Trading. 6) 10/10/2017 - Strategic Wealth Group Registered Investment Advisors, LLC - DBA: (Hybrid) Strategic Wealth Group RIA, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/01/2017 - 100 Hours Per Month During Securities Trading - Time Spent 63% - I provide investment advisory services thru Strategic Wealth Group Registered Investment Advisors, LLC , an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 10/10/2017 - Strategic Wealth Group Registered Investment Advisors, LLC - DBA: (Hybrid) StoneCreek Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/01/2017 - 100 Hours Per Month During Securities Trading - I provide investment advisory services thru Strategic Wealth Group Registered Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew A. Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2017 - Present
STRATEGIC WEALTH GROUP
Office #1: 2 Carlson Pkwy Suite 155, Plymouth, MN 55447RIA
CRD#: 284430
Plymouth, MN
Current
November 3, 2014 - Present
LPL FINANCIAL LLC
Office #1: Two Carlson Pkwy, Ste 155, Plymouth, MN 55447Office #2: 2 Carlson Pkwy N Ste 155, Plymouth, MN 55447RIA
BD
CRD#: 6413
Plymouth, MN
Past
November 13, 2014 - May 1, 2017
GREAT VALLEY ADVISOR GROUP, LLC
RIA
CRD#: 123913
PLYMOUTH, MN
Past
January 29, 2014 - November 17, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MINNEAPOLIS, MN
Past
April 4, 2002 - November 17, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
Registered Investment Advisory firm - (8/2/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2014)
RR
Arkansas(10/6/2020)
RR
California(8/14/2024)
RR
Colorado(9/21/2020)
RR
Florida(1/18/2018)
RR
Georgia(4/10/2018)
RR
Illinois(9/23/2025)
RR
Iowa(11/3/2014)
RR
Kansas(3/16/2018)
RR
Louisiana(4/30/2019)
RR
Massachusetts(5/10/2023)
RR
Michigan(11/3/2014)
RR
Minnesota(11/3/2014)
IAR
Minnesota(5/8/2017)
RR
Missouri(2/18/2016)
RR
Nevada(12/1/2017)
RR
North Dakota(10/1/2019)
RR
Oregon(10/6/2020)
RR
South Dakota(11/3/2014)
RR
Texas(11/20/2015)
IAR
Texas(12/16/2020)
RR
Wisconsin(11/3/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
STRATEGIC WEALTH GROUP
ARCH ASSET MANAGEMENT | VALOR FINANCIAL PARTNERS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISORS, LLC | STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC | STRATEGIC WEALTH GROUP | STONECREEK FINANCIAL | SALT FINANCIAL | RUNNING WEALTH MANAGEMENT GROUP | RJ ADVISORS CO. | INTEGRATED CAPITAL PARTNERS LLC | FIDUCIARY MANAGEMENT GROUP INC. | DOYLE & ASSOCIATES | DITTRICH FINANCIAL GROUP | DAVID PETERSON, CFP | BOYUM BARENSCHEER WEALTH MANAGEMENT
CRD#: 284430 / SEC#: 801-108208
RIA
Registered Investment Advisory firm - (8/2/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7820 Terrey Pine Ct, #200, Eden Prairie, MN 55347
Mailing Address
Phone number
(952) 843-4944
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,029 |
| AUM (Assets Under Management) | $ 1,029,281,614 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC WEALTH GROUP
CRD#: 284430Plymouth, MN 55447TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
