JC
Joseph S. Cannon
OAK LANE ADVISORS
CENTERVILLE, UT 84014
Some features on this profile are disabled
CRD#: 4512257
JC
Professional summary
Joseph Scott Cannon, CFP®, who also goes by Joseph S Cannon, is a registered financial advisor currently at OAK LANE ADVISORS located in Centerville, Utah.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph S Cannon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WN INSURANCE GROUP: INSURANCE; AGENT.
JSC INVESTMENTS: RENTAL PROPERTIES; OWNER.
SCOTT CANNON INC: CORPORATION TO FLOW INSURANCE SALES COMMISSIONS THROUGH; OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Scott Cannon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 23, 2014 - Present
OAK LANE ADVISORS
Office #1: 1222 W. Legacy Crossing Blvd Suite 6, Centerville, UT 84014RIA
CRD#: 140612
CENTERVILLE, UT
Past
November 5, 2013 - March 13, 2020
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
Centerville, UT
Past
August 11, 2008 - October 31, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CLEARFIELD, UT
Past
May 15, 2002 - October 31, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CLEARFIELD, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OL
OAK LANE ADVISORS
EDGE FINANCIAL ADVISORS, LLC | WRG INSURANCE LLC | WN INSURANCE GROUP, LLC | WEALTH NAVIGATION, LLC | WEALTH NAVIGATION ADVISORS | THE WN GROUP, LLC | THE WN GROUP | OAK LANE WEALTH | OAK LANE ADVISORS | NAVIGATION CAPITAL GROUP
CRD#: 140612 / SEC#: 801-116880
RIA
Registered Investment Advisory firm - (6/28/2019 Approved)Colorado
Registered Investment Advisory firm - (4/4/2018 Terminated)Idaho
Registered Investment Advisory firm - (7/3/2019 Terminated)Utah
Registered Investment Advisory firm - (7/5/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(1/23/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OL
OAK LANE ADVISORS
EDGE FINANCIAL ADVISORS, LLC | WRG INSURANCE LLC | WN INSURANCE GROUP, LLC | WEALTH NAVIGATION, LLC | WEALTH NAVIGATION ADVISORS | THE WN GROUP, LLC | THE WN GROUP | OAK LANE WEALTH | OAK LANE ADVISORS | NAVIGATION CAPITAL GROUP
CRD#: 140612 / SEC#: 801-116880
RIA
Registered Investment Advisory firm - (6/28/2019 Approved)Colorado
Registered Investment Advisory firm - (4/4/2018 Terminated)Idaho
Registered Investment Advisory firm - (7/3/2019 Terminated)Utah
Registered Investment Advisory firm - (7/5/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1222 W. Legacy Crossing Blvd Suite 6, Centerville, UT 84014
Mailing Address
Phone number
(801) 335-8200
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,258 |
| AUM (Assets Under Management) | $ 367,281,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OAK LANE ADVISORS
CRD#: 140612Centerville, UT 84014TRUST BUT VERIFY
Monitor Joseph Cannon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
