Thomas W. Shepherd

INVESTMENT PARTNERS ASSET MANAGEMENT

Metuchen, NJ 08840

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CRD#: 4512250

Professional summary

Thomas William Shepherd is a registered financial advisor currently at INVESTMENT PARTNERS ASSET MANAGEMENT located in Metuchen, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INVESTMENT PARTNERS GROUP AND SUBSIDIARIES - 10 Station Place, METUCHEN, NJ 08840; HOLDING COMPANY ENGAGED IN INVESTMENT ADVICE AND CONSULTING; DEVOTE 30-40 HOURS/WEEK; SALARIED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Shepherd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2008 - Present

INVESTMENT PARTNERS ASSET MANAGEMENT

Office #1: 10 Station Place, Metuchen, NJ 08840

RIA

CRD#: 121812

Metuchen, NJ

Past

May 15, 2008 - June 1, 2021

T.R. WINSTON & COMPANY, LLC

CRD#: 10571

METUCHEN, NJ

Past

May 22, 2002 - August 22, 2003

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT PARTNERS ASSET MANAGEMENT

CRD#: 121812 / SEC#: 801-61906

RIA

Registered Investment Advisory firm - (3/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/4/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2008

General Securities Representative Examination

Current Firm

INVESTMENT PARTNERS ASSET MANAGEMENT

CRD#: 121812 / SEC#: 801-61906

RIA

Registered Investment Advisory firm - (3/28/2003 Approved)

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Contact information

Main Address

10 Station Place, Metuchen, NJ 08840

Mailing Address

Phone number

(732) 205-0391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FEBRUARY 2025 (2/9/2025)

Regulatory assets under management

Total Number of Accounts	535
AUM (Assets Under Management)	$ 263,774,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas W. Shepherd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Shepherd's CRS (Customer Relationship Summary).

Certified licenses

Experience

T.R. WINSTON & COMPANY, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Primary Firm SEC Registration

INVESTMENT PARTNERS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2023

Series 66

Date: 6/4/2008

Series 63

Date: 6/17/2002

Series 7TO

Date: 7/6/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2008

Current Firm

INVESTMENT PARTNERS ASSET MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT PARTNERS ASSET MANAGEMENT

TRUST BUT VERIFY

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