MA
Michelle E. Anthony
CENTAURUS FINANCIAL
Tucson, AZ 85718
Some features on this profile are disabled
CRD#: 4512228
MA
Professional summary
Michelle Elise Anthony, AIF®, who also goes by Michelle Elise Murphy, Michelle Elise Murphy Anthony, Michelle Elise Murphy-wall, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Tucson, Arizona.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michelle has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Elise Murphy | Michelle Elise Murphy Anthony | Michelle Elise Murphy-Wall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GROUP HEALTH INSURANCE THROUGH UNITED HEALTHCARE, INVESTMENT RELATED, 1640 E. RIVER RD., SUITE #208, TUCSON, AZ 85718, OFFER GROUP HEALTH POLICIES FOR BUSINESSES, SENIOR VICE PRESIDENT, SINCE 12/20/2017, DEVOTED TIME IS 2 HOURS A MONTH. 2. MODERN RETIREMENT PLANNING, NON-INVESTMENT RELATED, 1303 N. UNIVERSITY BLVD., TUCSON, AZ 85719, CLASS INSTRUCTOR, SINCE 8/8/2016, DEVOTED TIME IS 12 HOURS A MONTH. 3. ARIZONA FINANCIAL ACADEMY, NON-INVESTMENT RELATED, 1640 E. RIVER RD., SUITE #208, TUCSON, AZ 85718, NOT FOR PROFIT ORGANIZATION DEDICATED TO HAVING ADVISORS DONATE TIME AND EXPERIENCE TO TEACH FINANCIAL LITERACY, BOARD MEMBER, SINCE 4/15/2020, DEVOTED TIME IS 6 HOURS A MONTH, I VOLUNTEER MY TIME TO TEACH ADULT FINANCIAL LITERACY CLASSES. 4. MODERN 401(K), NON-INVESTMENT RELATED, 1640 E. RIVER ROAD, SUITE #208, TUCSON, AZ 85718, DBA FOR MARKETING PURPOSES ONLY, PRESIDENT, SINCE 4/22/2021. 5. MODERN MARKETING GROUP AZ LLC POSITION: President NATURE: This is a marketing company that owns the trademarks and websites from my other LLCs. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1640 E RIVER RD, STE 208, Tucson AZ 85718, United States DESCRIPTION: Using for marketing purposes only 6. ADVISE ME NOW LLC POSITION: President NATURE: This is the LLC that will be used for marketing purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1680 E River Rd., Ste 208, TUCSON, AZ AZ 85718, United States DESCRIPTION: For marketing purposes only 7. MESQUITE CORPORATE CENTRE UNIT OWNERS' ASSOCIATION, INC. POSITION: Vice President NATURE: Board member of HOA- make sure HOA management company is doing their job INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1846 E. Innovation Park Dr., STE 100, Oro Valley AZ 85755, United States DESCRIPTION: I am the Vice President of the Association Board of my office complex 8. THE RIVER 5 LLC POSITION: Manager NATURE: Owns the building Modern Wealth Management Group LLC rents INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1680 E River Rd., Ste 208, TUCSON AZ 85718, United States DESCRIPTION: I am the Manager of the LLC 9.MODERN WEALTH MANAGEMENT AZ LLC POSITION: Owner and President NATURE: DBA for marketing and branding purposes. INVESTMENT RELATED:No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2023 ADDRESS: 1640 E River Rd, Ste 208, Tucson AZ 85718, United States DESCRIPTION: DBA for marketing and branding purposes. 10. MODERN INSURANCE AZ, LLC POSITION: President NATURE: For marketing purposes and to only sell term insurance, long term care, Medicare, and fixed annuities to my clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2020 ADDRESS: 1640 E. River Road, Suite 208, Tucson AZ 85718, United States DESCRIPTION: I will be offering term insurance, long term care, fixed annuities, and Medicare to my clients through Modern Insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Elise Anthony's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michelle Elise Anthony's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 19, 2014 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3567 E. Sunrise Drive Suite #101, Tucson, AZ 85718RIA
BD
CRD#: 30833
Tucson, AZ
Current
August 14, 2014 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3567 E. Sunrise Drive Suite #101, Tucson, AZ 85718RIA
BD
CRD#: 30833
Tucson, AZ
Past
January 3, 2011 - September 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TUCSON, AZ
Past
January 3, 2011 - September 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TUCSON, AZ
Past
May 27, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
TUCSON, AZ
Past
May 11, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
TUCSON, AZ
Past
September 13, 2006 - May 6, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TUCSON, AZ
Past
September 12, 2006 - May 6, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TUCSON, AZ
Past
October 24, 2003 - September 8, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(4/18/2025)
RR
Arizona(8/14/2014)
IAR
Arizona(8/26/2014)
RR
California(6/28/2019)
IAR
California(6/28/2019)
RR
Colorado(9/6/2019)
IAR
Colorado(9/6/2019)
IAR
Louisiana(1/7/2022)
RR
Maryland(7/7/2017)
RR
Massachusetts(3/6/2015)
IAR
Massachusetts(7/9/2019)
IAR
Nebraska(11/12/2020)
RR
Nebraska(12/3/2020)
RR
New Mexico(8/29/2017)
IAR
New Mexico(6/14/2018)
RR
North Carolina(10/27/2021)
IAR
North Carolina(10/27/2021)
IAR
Pennsylvania(7/22/2025)
IAR
Texas(10/28/2019)
RR
Texas(10/29/2019)
RR
Virginia(1/29/2021)
IAR
Virginia(1/29/2021)
RR
Wisconsin(3/23/2020)
IAR
Wisconsin(3/23/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
