Matthew J. Leaumont

545 INVESTMENTS

Katy, TX

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CRD#: 4512068

Professional summary

Matthew Joseph Leaumont is a registered financial advisor currently at 545 INVESTMENTS located in Katy, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Matthew has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Durus Capital, LLC President. GP for investment funds, investment related, Katy, Texas, President, September 2018, 25 hours per month, 20 of which are after trading hours, Manager of the LLC and LP's that Durus is general partner of 2) CDALP, not investment related, Katy, Texas, Oil & Gas technology company, Owner, February 2020, less than 5 hours per month spent during trading and non trading hours, ownership duties 3) HiRel Technologies Owner, not investment related, Katy, Texas, May 2020, less than 5 hours per week during and after trading hours, Ownership duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Leaumont's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2022 - Present

545 INVESTMENTS

RIA

CRD#: 310799

Katy, TX

Past

January 21, 2021 - December 31, 2021

545 INVESTMENTS

RIA

CRD#: 310799

KATY, TX

Past

July 24, 2014 - December 11, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

KATY, TX

Past

May 30, 2014 - June 12, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

KATY, TX

Past

May 30, 2014 - December 11, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

KATY, TX

Past

April 4, 2012 - June 2, 2014

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

HOUSTON, TX

Past

April 3, 2012 - June 2, 2014

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

HOUSTON, TX

Past

April 20, 2011 - April 17, 2012

CAZ INVESTMENTS L.P.

RIA

CRD#: 113931

HOUSTON, TX

Past

June 1, 2009 - April 18, 2011

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

June 1, 2009 - April 18, 2011

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

June 9, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

HOUSTON, TX

Past

June 9, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

HOUSTON, TX

Past

August 13, 2004 - June 10, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

August 13, 2004 - June 10, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HOUSTON, TX

Past

January 5, 2004 - August 12, 2004

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

March 31, 2003 - August 12, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 29, 2002 - February 4, 2003

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 22, 2002 - September 16, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HOUSTON, TX

Past

April 9, 2002 - September 16, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/21/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/8/2002

General Securities Representative Examination

Current Firm

545 INVESTMENTS

545 INVESTMENTS | 545 INVESTMENTS, LLC

CRD#: 310799 / SEC#:

Texas

Registered Investment Advisory firm - (4/26/2022 Approved)

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Contact information

Main Address

Katy, TX

Mailing Address

Phone number

(713) 927-1657

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Leaumont

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Leaumont's CRS (Customer Relationship Summary).

Certified licenses

Experience

545 INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

CAZ INVESTMENTS L.P.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

OSAIC WEALTH, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2002

SIE

Date: 10/1/2018

Series 31

Date: 8/21/2008

Series 7

Date: 4/8/2002

Current Firm

545 INVESTMENTS

Contact information

Documents

Red Flags

Company Information

545 INVESTMENTS

TRUST BUT VERIFY

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