Jason Dodzik
Professional Summary
Jason Dodzik is a registered financial advisor currently at COBBLESTONE ASSET MANAGEMENT located in Richmond, Virginia and INDEPENDENT FINANCIAL GROUP, LLC located in Richmond, Virginia. Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC
Contact Information
Main Address
11449 Robious Road, Richmond, VA 23235Phone Number
(804) 272-8272# of Employees
4SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,042AUM (Assets Under Management)
$258,879,212Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC
State Registrations and Notice Filings
(2/20/2025)
(2/18/2025)
(2/18/2025)
(2/18/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2002About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jason Dodzik's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC
