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Abby R Bare

WEALTHSPIRE ADVISORS
Madison, WI
·CRD# 4511808·24 years experience

Professional Summary

Abby R Bare is a registered financial advisor currently at WEALTHSPIRE ADVISORS located in Madison, Wisconsin. Abby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Abby has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

WEALTHSPIRE ADVISORS·CRD# 106181
RIA
10 Terrace Court Suite 103, Madison, WI 53718
September 20, 2021 - Present
BAKER TILLY WEALTH MANAGEMENT, LLC·CRD# 167811
RIA
Madison, WI
July 15, 2020 - September 17, 2021
BAKER TILLY CAPITAL, LLC·CRD# 115333
BD
Madison, WI
January 28, 2020 - September 17, 2021
WEALTHSPIRE CAPITAL, LLC·CRD# 171970
BD
Madison, WI
September 24, 2015 - January 8, 2020
WEALTHSPIRE ADVISORS·CRD# 168095
RIA
Madison, WI
June 12, 2013 - January 8, 2020
BAKER TILLY INVESTMENT ADVISORS·CRD# 111264
RIA
Madison, WI
September 14, 2007 - May 14, 2013
BAKER TILLY CAPITAL, LLC·CRD# 115333
BD
Madison, WI
November 21, 2006 - August 19, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Madison, WI
October 28, 2003 - November 30, 2006
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
November 20, 2002 - September 2, 2003

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Current Firm

WEALTHSPIRE ADVISORS
WEALTHSPIRE ADVISORS

SONTAG ADVISORY LLC | WEALTHSPIRE PATHWAYS | WEALTHSPIRE ADVISORS LLC | WEALTHSPIRE ADVISORS | WEALTHSPIRE

CRD#: 106181 / SEC#: 801-49390
RIA
Registered Investment Advisory firm - SEC (6/16/1995 Approved)

Contact Information

Main Address

521 Fifth Avenue 15th Floor, New York, NY 10175

Phone Number

(212) 973-1200

# of Employees

397

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (4/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

9,973

AUM (Assets Under Management)

$34,322,977,688

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/29/2026Cover PageReport
11/17/2025Cover PageReport
08/29/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTHSPIRE ADVISORS
WEALTHSPIRE ADVISORS

SONTAG ADVISORY LLC | WEALTHSPIRE PATHWAYS | WEALTHSPIRE ADVISORS LLC | WEALTHSPIRE ADVISORS | WEALTHSPIRE

CRD#: 106181 / SEC#: 801-49390
RIA
Registered Investment Advisory firm - SEC (6/16/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Wisconsin
(9/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2003About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Nov 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Nov 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2023About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2023About the Series 53 exam

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CRS (Client Relationship Summary) - RIA

WEALTHSPIRE ADVISORS — Registered Investment Advisory firm

Version Date: Mon, Apr 29, 2024

Our firm, Wealthspire Advisors LLC is an investment adviser registered with the Securities and Exchange Commission. We are a subsidiary company of NFP Corp., an Aon plc company. It is important for you to understand how advisory and brokerage services and fees differ in order to determine which type of account is right for you. There are free and simple tools available to research firms and financial professionals at www.investor.gov/CRS, which also provides educational materials about investment advisers, broker-dealers, and investing.

We are a registered investment adviser that provides wealth management, investment advisory and financial consulting services to individuals, families, businesses, non-profit organizations and foundations. Our role is to listen, inform and advise. We take a well-rounded, relationship-driven approach to helping our clients develop customized solutions that address a full range of financial issues. Both the financial plan and investment strategy of a client are focused on their personal objectives and risk tolerance.

We begin each relationship with a thorough review of the client’s objectives, priorities, and preferences to identify relevant information about a client’s assets, goals (e.g., retirement, cash needs, finance college education for children), investment time horizon, risk tolerance, investment restrictions, and investment experience. This information is typically gathered via meetings and written questionnaires and will ultimately inform the construction of a tailored financial plan for the client. This comprehensive plan is regularly updated to address important life transitions and serve as the client’s roadmap for long-term financial success. Once we understand the client's plans and objectives, the client and advisor agree on a long-term “investment objective” which sets expectations around risk and potential return and allows for a disciplined investment process. We have a dedicated, centralized investment team and committee which designs the portfolios associated with each investment objective and sets guidelines around best practices such as portfolio rebalancing and tax-loss harvesting. Individual client portfolios are then monitored by client teams on an ongoing basis.

Client portfolios consist primarily, but not exclusively, of mutual funds, exchange-traded funds, and other investments reviewed by our investment research team and consistent with the policy. If appropriate for the client's financial situation, we will also use Separately Managed Accounts for individual corporate, government, and municipal bonds, stocks, variable annuities and other securities as deemed appropriate for the client's account, as we do not restrict our advice to limited types of products or investments. While providing investment management services, we manage accounts on a discretionary basis whereby we will decide to buy and sell investments in the client’s account in the amounts and at the times we believe are in the best interest of the client to do so. In select situations, we also offer nondiscretionary investment management services where we will provide advice, but you will decide which investments to buy and sell for your account.

While we do not impose a minimum requirement to open or maintain an account or establish a relationship, we do recommend different service offerings depending upon a client's investable assets.


Questions to ask your Professional:

  • Given my financial situation, should I choose an investment advisory service? Why or why not?
  • How will you choose investments to recommend to me?
  • What is your relevant experience, including your licenses, education and other qualifications?
  • What do these qualifications mean?

The following summarizes the principal fees and costs associated with engaging our firm for investment advisory services. You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount you make on your investments over time. Please make sure you understand what fees and costs you are paying. For detailed information regarding our fee schedules, refer to Item 5 of our Firm Brochure which is available online at https://adviserinfo.sec.gov/firm/brochure/106181.

  • Asset-Based Fees - Payable quarterly in advance. Since the fees we receive are asset-based (i.e. based on the value of your account), we have an incentive to encourage you to increase your account value which creates a conflict;

  • Fixed Fees - Payable in advance as agreed upon and invoiced;

  • Trustee Services – Charged separate from investment management fees and payable in advance as agreed upon.

In addition to the above fees paid directly to Wealthspire Advisors, clients may also pay additional fees and/or expenses to other entities in the implementation of their plan. Examples of the most common fees and costs applicable to our clients include:

  • Custodian/Account maintenance fees;

  • Fees related to mutual funds, exchange-traded funds, and separately managed accounts;

  • Transaction charges when purchasing or selling securities; and

  • Other product-level fees associated with your investments.


Questions to ask your Professional:

  • Help me understand how these fees and costs may affect my investments. If I give you $10,000 to invest, how much will go to fees and costs and how much will be invested for me?

When we act as your investment adviser, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the recommendations and investment advice we provide you. Here is an example to help you understand what that means: Since the fees we receive are asset-based (i.e. based on the value of your account), a conflict of interest exists any time we recommend that you add to, or keep your assets under our management rather than transferring elsewhere.


Questions to ask your Professional:

  • How might your conflicts of interest affect me, and how will you address them?

Our financial professionals are compensated via base salary and bonus, based on fees we collect directly from our clients.

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