SW
Scott T. Wallace
WALLACE CAPITAL MANAGEMENT
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 4511630
SW
Professional summary
Scott Trevor Wallace is a registered financial advisor currently at WALLACE CAPITAL MANAGEMENT, INC. located in Dallas, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NON-INVESTMENT RELATED LEGAL PRACTICE AS A SOLE PROPRIETOR. SUCH PRACTICE TAKES LESS THAN 10% OF MY TIME AND I INTEND TO DISCONTINUE SUCH PRACTICE AS MY INVESTMENT ADVISORY BUSINESS BECOMES VIABLE.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Trevor Wallace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2021 - Present
WALLACE CAPITAL MANAGEMENT, INC.
Office #1: 100 Crescent Court Suite 1190, Dallas, TX 75201RIA
CRD#: 119174
Dallas, TX
Past
May 16, 2002 - December 31, 2020
WALLACE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 119174
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WALLACE CAPITAL MANAGEMENT, INC.
WALLACE CAPITAL MANAGEMENT, INC. | WALLACE, SCOTT TREVOR
CRD#: 119174 / SEC#: 801-70100
RIA
Registered Investment Advisory firm - (4/30/2009 Approved)Florida
Registered Investment Advisory firm - (6/15/2009 Terminated)Louisiana
Registered Investment Advisory firm - (6/15/2009 Terminated)Texas
Registered Investment Advisory firm - (4/30/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/23/2021)
Current Firm
WC
WALLACE CAPITAL MANAGEMENT, INC.
WALLACE CAPITAL MANAGEMENT, INC. | WALLACE, SCOTT TREVOR
CRD#: 119174 / SEC#: 801-70100
RIA
Registered Investment Advisory firm - (4/30/2009 Approved)Florida
Registered Investment Advisory firm - (6/15/2009 Terminated)Louisiana
Registered Investment Advisory firm - (6/15/2009 Terminated)Texas
Registered Investment Advisory firm - (4/30/2009 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Crescent Court Suite 1190, Dallas, TX 75201
Mailing Address
Phone number
(214) 303-0200
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 479 |
| AUM (Assets Under Management) | $ 1,354,552,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WALLACE CAPITAL MANAGEMENT, INC.
CRD#: 119174Dallas, TX 75201TRUST BUT VERIFY
Monitor Scott Wallace
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
