MM
Mark J. Mcadams
WATERLOO CAPITAL
AUSTIN, TX 78746
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CRD#: 4511531
MM
Professional summary
Mark J Mcadams, who also goes by Mark J Mc Adams, is a registered financial advisor currently at WATERLOO CAPITAL located in Austin, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark J Mc Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Ironclad Strategies Rampart, LLC Independent Agent through Lion Street Life Health Disability Since 08/01/2018 (2) Ironclad Strategies Consulting, LLC; Not Investment related; Austin, TX; Fractional CFO and Business Consulting work; Managing Member; 50% owner; 05/2018; approximately 35 hours/month during trading hours; Fractional CFO and Business Consulting work utilizing independent CPA and bookkeeping providers. 3) Ironclad Strategies, LLC Investment Adviser Managing Member Since 05/2018 Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Mark J Mcadams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2023 - Present
WATERLOO CAPITAL
Office #1: 1250 S Capital Of Texas Hwy Bldg. 3-400, Austin, TX 78746RIA
CRD#: 133705
AUSTIN, TX
Past
July 11, 2018 - December 18, 2023
IRONCLAD STRATEGIES LLC
RIA
CRD#: 297260
AUSTIN, TX
Past
April 3, 2013 - July 2, 2018
ERBEN ASSOCIATES, LLC
RIA
CRD#: 148703
AUSTIN, TX
Past
April 1, 2013 - July 10, 2018
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
AUSTIN, TX
Past
January 12, 2005 - April 11, 2013
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
AUSTIN, TX
Past
May 10, 2002 - April 11, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2801 Via Fortuna Suite 250, Austin, TX 78746
Mailing Address
Phone number
(512) 777-5900
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,775 |
| AUM (Assets Under Management) | $ 1,686,618,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
