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RG

Robert Glatt

GLATT AND ASSOCIATES
Moorpark, CA
Some features on this profile are disabled
CRD#: 4511436
RG

Professional summary

Robert Glatt is a registered financial advisor currently at GLATT AND ASSOCIATES, LLC located in Moorpark, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business coach and Chief Financial Officer Consulting. Mr. Glatt engages in insurance activities and has an active insurance license.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Glatt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2019 - Present

GLATT AND ASSOCIATES, LLC

RIA
CRD#: 119628
Moorpark, CA
Past

March 29, 2010 - December 31, 2018

GLATT AND ASSOCIATES, LLC

RIA
CRD#: 119628
MOORPARK, CA
Past

April 25, 2002 - December 31, 2009

GLATT AND ASSOCIATES, LLC

RIA
CRD#: 119628
MOORPARK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/16/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/5/2001
Uniform Investment Adviser Law Examination

Current Firm

GA
GLATT AND ASSOCIATES, LLC
GLATT AND ASSOCIATES, LLC

CRD#: 119628 / SEC#:

California
Registered Investment Advisory firm - (1/16/2019 Approved)
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Contact information

Main Address
Moorpark, CA
Mailing Address
Phone number
(805) 552-4243
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts43
AUM (Assets Under Management)$ 27,143,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLATT AND ASSOCIATES, LLC

CRD#: 119628Moorpark, CA

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