Brian A. Devereux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Andrew John Devereux, who also goes by Brian A Devereux, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2003. Brian had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2012 - October 24, 2012
SSR LLC
January 20, 2011 - May 2, 2011
BGC FINANCIAL, L.P.
November 19, 2004 - January 8, 2009
PIPER SANDLER & CO.
April 1, 2003 - September 15, 2003
VIE INSTITUTIONAL SERVICES, INC.
February 5, 2003 - December 7, 2004
VIE SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSR LLC
CRD#: 151448 / SEC#: , 8-68373
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
