Jeffrey S. Rubin
Professional summary
Jeffrey Seth Rubin is a registered financial professional currently at CRONUS PARTNERS LLC located in Southport, Connecticut.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Seth Rubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2005 - Present
CRONUS PARTNERS LLC
August 10, 2004 - May 10, 2005
BIO-IB, INC.
August 1, 2003 - June 9, 2004
THE NASSAU GROUP, INC.
June 27, 2002 - July 7, 2003
WGS CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2017)
(1/5/2010)
(5/16/2005)
(3/25/2011)
(10/6/2015)
(11/13/2017)
(1/17/2012)
(7/2/2019)
(10/22/2015)
(5/16/2005)
(4/6/2023)
(11/14/2017)
(12/5/2008)
(11/13/2017)
(8/1/2023)
(2/6/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CRONUS PARTNERS LLC
CRD#: 133392 / SEC#: , 8-66721
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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