Kurt A. Marty

MBIA CAPITAL ADVISORS

Cincinnati, OH 45215

Some features on this profile are disabled

CRD#: 4511118

Professional summary

Kurt A Marty is a registered financial advisor currently at MBIA CAPITAL ADVISORS located in Cincinnati, Ohio.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kurt has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER/PRESIDENT - JK TAX CONSULTANTS, INC. APPROXIMATELY 20HOURS PER WEEK TO OVERSEE TAX COMPLIANCE AND ACT AS A BUSINESS CONSULTANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt A Marty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2011 - Present

MBIA CAPITAL ADVISORS

Office #1: 1248 Springfield Pike Na, Cincinnati, OH 45215

RIA

CRD#: 154255

Cincinnati, OH

Past

March 10, 2006 - November 30, 2010

HLM SECURITIES, INC.

CRD#: 133216

CHICAGO, IL

Past

August 18, 2003 - December 31, 2009

RESOURCES PLANNING GROUP INC

RIA

CRD#: 113735

CHICAGO, IL

Past

July 1, 2002 - December 9, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBIA CAPITAL ADVISORS

M&B INVESTMENT ADVISORS, LLC | MBIA CAPITAL ADVISORS

CRD#: 154255 / SEC#: 801-129985

RIA

Registered Investment Advisory firm - (4/29/2024 Approved)

Florida

Registered Investment Advisory firm - (5/1/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/1/2024 Terminated)

Montana

Registered Investment Advisory firm - (6/5/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/2002

General Securities Representative Examination

Current Firm

MBIA CAPITAL ADVISORS

M&B INVESTMENT ADVISORS, LLC | MBIA CAPITAL ADVISORS

CRD#: 154255 / SEC#: 801-129985

RIA

Registered Investment Advisory firm - (4/29/2024 Approved)

Florida

Registered Investment Advisory firm - (5/1/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/1/2024 Terminated)

Montana

Registered Investment Advisory firm - (6/5/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/1/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1248 Springfield Pike Na, Cincinnati, OH 45215-2142

Mailing Address

Phone number

(513) 324-2201

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

M&B INVESTMENT ADVISERS WRAP BROCHURE (3/28/2025)

M & B INVESTMENT ADVISORS, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 232,030,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kurt A. Marty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt A Marty's CRS (Customer Relationship Summary).

Certified licenses

Experience

MBIA CAPITAL ADVISORS

HLM SECURITIES, INC.

RESOURCES PLANNING GROUP INC

OSAIC WEALTH, INC.

Primary Firm SEC Registration

MBIA CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2003

Series 7

Date: 6/18/2002

Current Firm

MBIA CAPITAL ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBIA CAPITAL ADVISORS

TRUST BUT VERIFY

Similar Advisors