Jaime A. Smart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Ann Smart, who also goes by Jaime Ann Myers, Jaime Ann Pursley, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 2002. Jaime had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2015 - May 2, 2016
ESSEX NATIONAL SECURITIES, LLC
May 29, 2007 - January 30, 2014
CITIGROUP GLOBAL MARKETS INC.
February 5, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
April 15, 2002 - February 5, 2003
CAL FED INVESTMENTS
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
