Jaclyn E. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaclyn Elizabeth Collier, who also goes by Jackie Collier, was a registered financial professional .
Jaclyn is a previously registered financial professional and started their career in finance in 2002. Jaclyn had worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2015 - May 6, 2024
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 16, 2012 - November 3, 2015
BNY MELLON SECURITIES CORPORATION
February 20, 2007 - January 20, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
February 17, 2006 - January 20, 2012
TOWER SQUARE SECURITIES, INC.
May 23, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 23, 2005 - January 20, 2012
WALNUT STREET SECURITIES, INC.
May 23, 2005 - January 20, 2012
NEW ENGLAND SECURITIES
May 23, 2005 - January 20, 2012
MSI FINANCIAL SERVICES, INC.
December 13, 2002 - April 14, 2005
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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