Christopher W. Berg

ADIRONDACK CAPITAL ADVISORS

Syracuse, NY 13204

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CRD#: 4510789

Professional summary

Christopher William Berg, who also goes by Chris Berg, is a registered financial advisor currently at ADIRONDACK CAPITAL ADVISORS, LLC located in Syracuse, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Berg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher William Berg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2021 - Present

ADIRONDACK CAPITAL ADVISORS, LLC

Office #1: 528 Plum Street Suite 200, Syracuse, NY 13204

RIA

CRD#: 133305

Syracuse, NY

Past

September 2, 2011 - December 31, 2017

LIFEMARK SECURITIES CORP.

CRD#: 16204

LIVERPOOL, NY

Past

June 23, 2003 - September 20, 2011

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

LIVERPOOL, NY

Past

August 7, 2002 - May 8, 2003

LEIGH BALDWIN & CO., LLC

CRD#: 38751

CAZENOVIA, NY

Past

April 29, 2002 - May 21, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADIRONDACK CAPITAL ADVISORS, LLC

CRD#: 133305 / SEC#: 801-115148

RIA

Registered Investment Advisory firm - (4/29/2019 Approved)

New York

Registered Investment Advisory firm - (4/30/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/13/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2002

General Securities Representative Examination

Current Firm

ADIRONDACK CAPITAL ADVISORS, LLC

CRD#: 133305 / SEC#: 801-115148

RIA

Registered Investment Advisory firm - (4/29/2019 Approved)

New York

Registered Investment Advisory firm - (4/30/2019 Terminated)

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Contact information

Main Address

528 Plum Street Suite 200, Syracuse, NY 13204

Mailing Address

Phone number

(315) 434-5597

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADIRONDACK CAPITAL ADVISORS, LLC ADV PART 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts	1,084
AUM (Assets Under Management)	$ 350,089,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher W. Berg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher William Berg's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

CUSO FINANCIAL SERVICES, L.P.

LEIGH BALDWIN & CO., LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ADIRONDACK CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2021

Series 66

Date: 7/13/2002

SIE

Date: 12/31/2017

Series 7

Date: 4/26/2002

Current Firm

ADIRONDACK CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADIRONDACK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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