Chad J. Grosam
Professional summary
Chad James Grosam is a registered financial professional currently at GROUP ONE TRADING LLC located in Chicago, Illinois.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2002. Chad has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad James Grosam's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2003 - Present
GROUP ONE TRADING LLC
Office #1: 425 S Financial Place Suite 3400, Chicago, IL 60605Office #2: 425 S Financial Place Suite 3400, Chicago, IL 60605September 15, 2014 - January 28, 2015
OSPREY TRADING LLC
May 14, 2012 - June 3, 2013
SIMPLEX TRADING, LLC
September 5, 2002 - January 14, 2004
SHARE KING, LLC
April 1, 2002 - October 27, 2003
BAYSIDE FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/17/2024
Operations Professional ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
GROUP ONE TRADING LLC
CRD#: 37484 / SEC#: , 8-47762
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
