Carl M. Alongi

REDW WEALTH LLC

ALBUQUERQUE, NM 87113

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CRD#: 4510640

Professional summary

Carl M Alongi is a registered financial advisor currently at REDW WEALTH LLC located in Albuquerque, New Mexico.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Carl has worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- CPA MUTUAL INS. Holding CO., NON-INVSTMT., ALACHUA FL, MEMBER OF THE BOARD, STARTED 2000. Currently in Liquidation stage/ Occasional Telephonic Meeting - TITAN REAL ESTATE DEVELOPMENT FUND I, II, III 6300 RIVERSIDE PLAZA, ALBUQUERQUE NM 87120, MEMBER OF ADVISORY BOARD, 1 DAY Semi-Annual MEETINGS for each fund.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl M Alongi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2009 - Present

REDW WEALTH LLC

Office #1: 8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113

RIA

CRD#: 109446

ALBUQUERQUE, NM

Past

January 3, 2005 - December 1, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBUQUERQUE, NM

Past

June 23, 2004 - December 9, 2009

CPA WEALTH ADVISORS LLC

RIA

CRD#: 129607

ALBUQUERQUE, NM

Past

March 12, 2003 - January 21, 2005

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

ALBUQUERQUE, NM

Past

January 7, 2003 - January 21, 2005

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

April 2, 2002 - January 14, 2003

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDW WEALTH LLC

REDW ASSET MANAGEMENT, LLC | REDW WEALTH MANAGEMENT | REDW WEALTH LLC | REDW WEALTH | REDW STANLEY FINANCIAL ADVISORS, LLC

CRD#: 109446 / SEC#: 801-57516

RIA

Registered Investment Advisory firm - (5/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/15/2010)

IAR

New Mexico
(11/18/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/1/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/2004

General Securities Principal Examination

Current Firm

REDW WEALTH LLC

REDW ASSET MANAGEMENT, LLC | REDW WEALTH MANAGEMENT | REDW WEALTH LLC | REDW WEALTH | REDW STANLEY FINANCIAL ADVISORS, LLC

CRD#: 109446 / SEC#: 801-57516

RIA

Registered Investment Advisory firm - (5/10/2000 Approved)

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Contact information

Main Address

8801 Horizon Blvd Ne, Suite 401, Albuquerque, NM 87113

Mailing Address

Phone number

(505) 998-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	1,019
AUM (Assets Under Management)	$ 880,865,022

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
10/30/2024	Cover Page	Report
09/05/2023	Cover Page	Report
09/01/2023	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carl M. Alongi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl M Alongi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CPA WEALTH ADVISORS LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

REDW WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2002

Series 7

Date: 4/1/2002

Series 24

Date: 6/21/2004

Current Firm

REDW WEALTH LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REDW WEALTH LLC

TRUST BUT VERIFY

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