Craig M. Fullen

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CRD#: 4510526

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Michael Fullen was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 2003. Craig had worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 6, 2009 - December 4, 2012

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

RIA

CRD#: 119859

DUBLIN, OH

Past

January 12, 2005 - April 30, 2007

THE JOSEPH GROUP CAPITAL MANAGEMENT

RIA

CRD#: 109496

COLUMBUS, OH

Past

March 25, 2003 - December 31, 2008

FORMIKA INVESTMENT STRATEGIES

RIA

CRD#: 119420

NEW ALBANY, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

CRD#: 119859 / SEC#: 801-61760

RIA

Registered Investment Advisory firm - (1/24/2003 Approved)

Maryland

Registered Investment Advisory firm - (1/30/2003 Terminated)

Ohio

Registered Investment Advisory firm - (1/30/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2002

Uniform Investment Adviser Law Examination

Current Firm

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

CRD#: 119859 / SEC#: 801-61760

RIA

Registered Investment Advisory firm - (1/24/2003 Approved)

Maryland

Registered Investment Advisory firm - (1/30/2003 Terminated)

Ohio

Registered Investment Advisory firm - (1/30/2003 Terminated)

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Contact information

Main Address

4995 Bradenton Ave., Suite 210, Dublin, OH 43017

Mailing Address

Phone number

(614) 717-4451

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AAMA ADV PART 2A AS OF 2024 12 31 (4/8/2025)

Regulatory assets under management

Total Number of Accounts	576
AUM (Assets Under Management)	$ 740,003,663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig M. Fullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

THE JOSEPH GROUP CAPITAL MANAGEMENT

FORMIKA INVESTMENT STRATEGIES

Primary Firm SEC Registration

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2002

Current Firm

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

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