SH
Scott M. Hansen
ENCOMPASS ADVISORY SERVICES
Katy, TX 77494
Some features on this profile are disabled
CRD#: 4510187
SH
Professional summary
Scott Michael Hansen is a registered financial advisor currently at ENCOMPASS ADVISORY SERVICES, LLC located in Katy, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 6 firms and has passed the Series 65, Series 66, Series 7TO, Series 52TO, SIE, Series 7, Series 24 and Series 51 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-Elite Resources DBA Scott Hansen - 12/01/2022 -11710 Palmanova Dr, Richmond, TX 77406- Financial Consultant, Director of Advanced Planning, Owner- sell life insurance and LTC, Providing Small Business consulting, Not Investment Related, 25 hrs/mo , 10 hrs/mo (during trading hours). -Independent Insurance Agent - 12/01/2022 - 23114 Seven Meadows Pkwy, Katy, TX 77494 -Insurance agent, Sell insurance and LTC products, Not Investment Related, Insurance business, 10hrs/mo; 10 hrs/mo during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Hansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2022 - Present
ENCOMPASS ADVISORY SERVICES, LLC
Office #1: 23114 Seven Meadows Parkway, Katy, TX 77494RIA
CRD#: 283574
Katy, TX
Past
July 2, 2014 - October 22, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Charles Town, WV
Past
July 2, 2014 - October 22, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Lincoln, NE
Past
December 15, 2009 - October 15, 2013
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
December 15, 2009 - October 15, 2013
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
May 22, 2002 - October 12, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SAN ANTONIO, TX
Past
May 21, 2002 - October 12, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ENCOMPASS ADVISORY SERVICES, LLC
EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES
CRD#: 283574 / SEC#: 801-132142
RIA
Registered Investment Advisory firm - (3/10/2025 Approved)California
Registered Investment Advisory firm - (4/12/2025 Terminated)Texas
Registered Investment Advisory firm - (3/13/2025 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/28/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 5/28/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
EA
ENCOMPASS ADVISORY SERVICES, LLC
EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES
CRD#: 283574 / SEC#: 801-132142
RIA
Registered Investment Advisory firm - (3/10/2025 Approved)California
Registered Investment Advisory firm - (4/12/2025 Terminated)Texas
Registered Investment Advisory firm - (3/13/2025 Termination Requested)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
23114 Seven Meadows Parkway, Katy, TX 77494
Mailing Address
Phone number
(281) 371-6300
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 901 |
| AUM (Assets Under Management) | $ 102,606,700 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ENCOMPASS ADVISORY SERVICES, LLC
CRD#: 283574Katy, TX 77494TRUST BUT VERIFY
Monitor Scott Hansen
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
