Charles A. Lavrentios

HARBOR POINT CAPITAL MANAGEMENT

Burlington, MA 01803

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CRD#: 4509981

Professional summary

Charles Alexander Lavrentios, who also goes by Charles Lavrentios, is a registered financial advisor currently at HARBOR POINT CAPITAL MANAGEMENT, LLC located in Burlington, Massachusetts.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Charles has worked at 5 firms and has passed the Series 66, Series 31, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Lavrentios

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Alexander Lavrentios's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2010 - Present

HARBOR POINT CAPITAL MANAGEMENT, LLC

Office #1: 101 Cambridge Street Ste 355, Burlington, MA 01803

RIA

CRD#: 153753

Burlington, MA

Past

November 16, 2009 - May 18, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

October 23, 2009 - May 18, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

October 20, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOSTON, MA

Past

October 20, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 19, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

NEWTON, MA

Past

August 19, 2004 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

July 10, 2003 - July 26, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WELLESLEY, MA

Past

April 30, 2002 - July 26, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/15/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/13/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 5/31/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/29/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/7/2007

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HARBOR POINT CAPITAL MANAGEMENT, LLC

AXIOS INVESTMENT MANAGEMENT, LLC | HARBOR POINT CAPITAL MANAGEMENT, LLC | GREAT PLAINS CAPITAL MANAGEMENT LLC

CRD#: 153753 / SEC#: 801-71467

RIA

Registered Investment Advisory firm - (12/1/2010 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/1/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 Cambridge Street Ste 355, Burlington, MA 01803

Mailing Address

Phone number

(774) 893-3351

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 11,271,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles A. Lavrentios

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Alexander Lavrentios's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/13/2002

Series 31

Date: 5/31/2002

Series 7

Date: 4/29/2002

Series 26

Date: 6/7/2007

Current Firm

HARBOR POINT CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARBOR POINT CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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