Rose Joyce
Professional summary
Rose Joyce, who also goes by Rose R Joyce, Rose Raditic, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Ocala, Florida and ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.
Rose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Rose has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rose Joyce's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2024 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
May 2, 2024 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 151 N 8th Street, Suite 450, Lincoln, NE 68508-1380June 9, 2023 - October 26, 2023
EMPOWER ADVISORY GROUP, LLC
May 30, 2023 - October 26, 2023
EMPOWER FINANCIAL SERVICES, INC.
April 20, 2023 - May 23, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 5, 2023 - May 23, 2023
RAYMOND JAMES & ASSOCIATES, INC.
April 4, 2023 - May 23, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 4, 2023 - May 23, 2023
RAYMOND JAMES & ASSOCIATES, INC.
January 11, 2023 - March 9, 2023
MORGAN STANLEY
February 7, 2022 - March 9, 2023
HARRISDIRECT LLC
February 7, 2022 - March 9, 2023
E*TRADE SECURITIES LLC
June 29, 2021 - January 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2021 - January 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 2021 - June 14, 2021
FIRST HORIZON ADVISORS, INC.
April 19, 2021 - June 14, 2021
FIRST HORIZON ADVISORS, INC.
October 31, 2019 - April 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 31, 2019 - April 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 2019 - October 2, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
July 26, 2019 - October 2, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
September 5, 2018 - August 12, 2019
VALIC FINANCIAL ADVISORS, INC.
August 30, 2018 - August 12, 2019
VALIC FINANCIAL ADVISORS, INC.
October 24, 2017 - May 16, 2018
CITIZENS SECURITIES, INC.
October 23, 2017 - May 16, 2018
CITIZENS SECURITIES, INC.
October 28, 2016 - October 26, 2017
LPL FINANCIAL LLC
October 20, 2016 - October 26, 2017
LPL FINANCIAL LLC
February 26, 2013 - September 20, 2016
LPL FINANCIAL LLC
February 26, 2013 - September 20, 2016
LPL FINANCIAL LLC
November 21, 2012 - January 31, 2013
M&T SECURITIES, INC.
July 23, 2012 - January 31, 2013
M&T SECURITIES, INC.
June 14, 2010 - July 23, 2012
LPL FINANCIAL LLC
March 26, 2007 - June 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
March 5, 2002 - November 6, 2003
HSBC BROKERAGE (USA) INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2024)
(5/8/2024)
(5/2/2024)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
