Tyler J. Cleveland

IWG INVESTMENT ADVISORS LLC

Delray Beach, FL 33444

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CRD#: 4509855

Professional summary

Tyler James Cleveland is a registered financial advisor currently at IWG INVESTMENT ADVISORS LLC located in Delray Beach, Florida.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Tyler has worked at 4 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Property and Casualty agent with C&D Preferred Insurance Solutions, who is an unaffiliated agency, starting 1/2025. - Located at Adviser's office address. Mr. Cleveland engages in providing insurance services. Tennis instructor - Approximately 20 hours per month, not during market hours. Residential office.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler James Cleveland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2022 - Present

IWG INVESTMENT ADVISORS LLC

Office #1: 301 W Atlantic Suite 5, Delray Beach, FL 33444

RIA

CRD#: 288942

Delray Beach, FL

Past

April 22, 2020 - February 25, 2021

IWG INVESTMENT ADVISORS LLC

RIA

CRD#: 288942

Fairfield, IA

Past

March 18, 2016 - May 7, 2018

ELLEVITY CAPITAL, LLC

RIA

CRD#: 282390

Fairfield, IA

Past

October 3, 2003 - February 2, 2004

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

August 22, 2003 - October 2, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

March 4, 2002 - August 22, 2003

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 3/7/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/2/2002

General Securities Representative Examination

Current Firm

IWG INVESTMENT ADVISORS LLC

CRD#: 288942 / SEC#:

Colorado

Registered Investment Advisory firm - (10/30/2020 Terminated)

Florida

Registered Investment Advisory firm - (9/18/2017 Approved)

Iowa

Registered Investment Advisory firm - (11/3/2023 Terminated)

Maryland

Registered Investment Advisory firm - (10/30/2020 Terminated)

Ohio

Registered Investment Advisory firm - (10/23/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Casselberry, FL

Mailing Address

Phone number

(321) 277-0577

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler J. Cleveland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler James Cleveland's CRS (Customer Relationship Summary).

Certified licenses

Experience

IWG INVESTMENT ADVISORS LLC

IWG INVESTMENT ADVISORS LLC

ELLEVITY CAPITAL, LLC

SCHONFELD SECURITIES, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

SCHONFELD SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2015

Series 63

Date: 3/11/2002

Series 55

Date: 3/7/2002

Series 7

Date: 3/2/2002

Current Firm

IWG INVESTMENT ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

IWG INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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