Ryan W. Huey

ROSEROCK WEALTH MANAGEMENT

Dallas, TX 75225

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CRD#: 4509766

Professional summary

Ryan William Huey, CFP® is a registered financial advisor currently at ROSEROCK WEALTH MANAGEMENT, LLC located in Dallas, Texas.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ryan has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan William Huey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 15, 2017 - Present

ROSEROCK WEALTH MANAGEMENT, LLC

Office #1: 5950 Sherry Lane Suite 201, Dallas, TX 75225

RIA

CRD#: 288088

Dallas, TX

Past

January 7, 2009 - May 17, 2017

PERRYMAN FINANCIAL ADVISORY, INC.

RIA

CRD#: 107653

DALLAS, TX

Past

July 28, 2008 - December 31, 2008

PERRYMAN FINANCIAL ADVISORY, INC.

RIA

CRD#: 107653

DALLAS, TX

Past

April 30, 2002 - May 17, 2017

PERRYMAN SECURITIES, INC.

CRD#: 116502

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSEROCK WEALTH MANAGEMENT, LLC

ROSEROCK WEALTH MANAGEMENT LLC | ROSEROCK WEALTH MANAGEMENT, LLC

CRD#: 288088 / SEC#: 801-120698

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

Texas

Registered Investment Advisory firm - (2/24/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2002

General Securities Representative Examination

Current Firm

ROSEROCK WEALTH MANAGEMENT, LLC

ROSEROCK WEALTH MANAGEMENT LLC | ROSEROCK WEALTH MANAGEMENT, LLC

CRD#: 288088 / SEC#: 801-120698

RIA

Registered Investment Advisory firm - (4/2/2021 Approved)

Texas

Registered Investment Advisory firm - (2/24/2022 Terminated)

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Contact information

Main Address

5950 Sherry Lane Suite 201, Dallas, TX 75225

Mailing Address

Phone number

(214) 220-8989

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSEROCK WEALTH MANAGEMENT, LLC FORM ADV2A, FORM ADV2B, AND PRIVACY POLICY (2/11/2026)

Regulatory assets under management

Total Number of Accounts	463
AUM (Assets Under Management)	$ 275,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan W. Huey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan William Huey's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSEROCK WEALTH MANAGEMENT, LLC

PERRYMAN FINANCIAL ADVISORY, INC.

PERRYMAN FINANCIAL ADVISORY, INC.

PERRYMAN SECURITIES, INC.

Primary Firm SEC Registration

ROSEROCK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/2002

SIE

Date: 5/17/2017

Series 7

Date: 4/29/2002

Current Firm

ROSEROCK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSEROCK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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